Citigroup MYS CTSM PG Compl AML Execution Sr Mgr - Vice President in Pulau Pinang, Malaysia
The Compliance AML Execution Sr. Manager is a senior professional responsible for leading risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to provide direction to AML team(s), participate in the development of operational standards, and communicate with other areas of the business and external clients about AML activities. This role will manage operational planning and performance, and is expected to perform all applicable management tasks.
Manage and develop a diverse AML team of staff across multiple locations
Conduct investigations of potentially suspicious and/or high risk clients and communicate with other Citigroup AML monitoring units
Advise senior management on filing Suspicious Activity Reports (SARs) and/ or relationship termination or retention
Prepare case files for review, and conduct and document all research and analysis
Use subject matter expertise to distil and synthesize the most pertinent information and write clear and concise summaries on the findings of the investigation
Drive decisions on next course of action to completion – either relationship retention or termination and, when warranted, prepare SARs
Manage risk by analyzing the root cause of issues and impact to business
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
6+ years’ experience related to performing enhanced due diligence reviews of high-risk accounts preferred
Anti-Money Laundering (AML) Certification
Previous supervisory experience
Efficient verbal and written communication skills
Experience using online search tools
Experience writing and preparing Suspicious Activity Reports (SARs)
- Bachelor’s/University degree, Master’s degree preferred
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Time Type :Full time
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Citi is an equal opportunity and affirmative action employer. Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.